June 27, 2025

Warrant vs RegEd: Which Compliance Tool Is Built for Modern Marketing Teams?

Comparing Warrant and RegEd for marketing compliance? Explore 2025’s top tools for broker dealers, fintechs, banks, credit unions, and insurance firms.

Austin Carroll

CEO & Co-Founder

Marketing Compliance Tools

5 Minutes

When evaluating compliance platforms, it’s easy to default to legacy systems like RegEd—a long-standing player built for regulatory documentation and internal compliance workflows. But if you're running a modern marketing team, you need more than just document storage and routing.

In this post, we compare Warrant and RegEd, and highlight why Warrant is the better solution for fast-paced content teams operating in regulated industries.


What is RegEd?

RegEd is an enterprise compliance and credentialing platform built for financial services. The platform provides a suite of solutions focused on:


  • Licensing and registration


  • Disclosure management


  • Audit and branch exams


  • Advertising review workflows


RegEd is used by large institutions to meet compliance and supervision requirements, but it was not designed for marketing collaboration or content velocity.


Limitations of RegEd for High Volume Marketing


  • Built for compliance teams, not marketers: RegEd’s interface and workflows prioritize internal controls and regulatory recordkeeping—not creative collaboration or marketing speed.


  • Slow, document-heavy review process: Marketing content is often uploaded as PDFs and routed through static approval queues, with little ability to give feedback or track dynamic revisions.


  • Not optimized for rich media or partner workflows: RegEd supports traditional documents and disclosures—not social media, ad creative, web content, or external partner collaboration.


  • Implementation can be long and complex: RegEd deployments often involve custom configuration, long onboarding cycles, and IT resources.


  • Static AI: RegEd lacks enforcement-aware AI or intelligent flagging that gets better over time, meaning reviews remain slow and manual.


What is Warrant? The Marketing Compliance Platform for Marketing Teams


Warrant is a marketing compliance platform built for modern teams that manage advertising, partner programs, and social media in regulated industries.

Unlike broad compliance tools, Warrant focuses specifically on marketing and growth workflows—where content velocity is high, and regulatory expectations are complex.


Warrant is used by:

  • Fintechs


  • Insurance Brokers & Carriers & Insurtechs


  • Banks & Credit Unions


  • Venture Capital Firms and PE


  • Mortgage Lenders

Warrant helps teams review content faster, stay compliant across 50+ regulators, and build scalable approval workflows that work across internal teams, partners, and platforms.


Benefits of Warrant:


  • ✔️ Purpose-Built for Marketing Compliance: Warrant isn’t a generic compliance platform with alot of other features you won’t use—it’s designed for marketers, partner teams, and compliance leads who manage high volumes of content and partner approvals.


  • ✔️ Beyond FINRA/SEC: Check content against state regulators, FTC, ADA, your brand guidelines, and platform-specific rules (Google, Meta, YouTube)—not just FINRA/SEC.


  • ✔️ Enforcement-Aware Risk Detection: Warrant’s AI is trained on real enforcement actions, so it flags violations that regulators are actively pursuing right now—not just theoretical risks.


  • ✔️ AI That Gets Smarter Over Time: Warrant learns from your team’s past approvals and continuously sharpens its suggestions.


  • ✔️ Chat With Our AI: Ask questions, get answers tailored to your business, which makes drafting a breeze for your marketing team.


  • ✔️ Flexible Workflows That Scale: Set up custom approval boards, track every comment and change, invite unlimited users, and generate full audit trails in one click.


  • ✔️ Coming Soon: Social & Web Monitoring: Automatically monitor live social and web content for compliance—and fulfill 7-year record keeping requirements without lifting a finger.


Warrant vs RegEd: Feature Comparison


Feature

Warrant

RegEd

Built For

Marketing, legal, and compliance

Compliance and regulatory teams

Content Types Supported

Ads, video, social, web, documents

Documents and PDFs only

AI Risk Detection

Yes – enforcement-aware, dynamic

Static - you upload the checklist

Review Interface

Chat-based, collaborative, visual

Upload-based, static approvals

Partner Collaboration

Yes – external workflows supported

Not supported

Policy Coverage

FINRA, SEC, FTC, ADA, 50+ state regs, brand/platform guidelines

FINRA/SEC, internal firm rules

Version Control

Yes – per asset with full context

Limited context

Implementation Time

Days

Months

Billing Model

Unlimited users

Seat-based, enterprise pricing


Final Verdict


RegEd is suitable for licensing, exams, and traditional compliance workflows—but it was not designed to support marketing approvals at speed or scale.

Warrant empowers modern teams to move faster, collaborate more effectively, and stay ahead of risk with intelligent tools built for today's content formats and regulatory complexity.

If you're reviewing content daily, managing partner materials, or scaling multi-channel campaigns—Warrant is the modern platform that meets you where you work.


Warrant gives you:


✅ Full regulatory coverage


✅ Built for marketing workflows


✅ Smarter AI that learns from your team


✅ Supports your partner, product, and brand growth


Want to See Warrant in Action?

Try Warrant free and see how fast, scalable marketing compliance works.

👉 Start your free trial today.

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